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Q » What is the role of the Securities and Exchange Commission (SEC) in financial markets?
17 Oct, 2025
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A » The Securities and Exchange Commission (SEC) plays a crucial role in financial markets by enforcing securities laws to protect investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation. It oversees securities exchanges, brokers, and investment advisors, requiring transparent financial reporting to ensure informed decision-making. The SEC's regulatory framework aims to prevent fraud, insider trading, and other malpractices, thereby fostering trust in the financial system.
17 Oct, 2025
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